Recent Enforcement Actions - Multiple Sectors

Below is a listing of the enforcement actions FSCO has taken in the past 60 days in the following regulated sectors: Insurance, mortgage brokering, credit unions & caisses populaires, and loan & trust corporations.


Last Name, First Name and/or Company NameRegistrant / EntityTypeRegistrant NumberEnforcement ActionAction DateFST HearingAppeal or Judicial Review
Montoya, Elvira Mortgage Agents Administrative Monetary PenaltySep 07, 2022
Sharma, Sudeep Insurance Agents10116137Notice of ProposalSep 07, 2022
Pal, Timothy Insurance Agents94022025SuspensionSep 06, 2022
Montoya, Elvira Mortgage Agents Minutes of Settlement and UndertakingSep 01, 2022
Frost, Robert Mortgage BrokersM17000624Administrative Monetary PenaltyAug 10, 2022
Islam, Mohammad Mortgage AgentsM08003806Notice of ProposalAug 10, 2022

To view FSCO's full enforcement actions database, separated by sector, see: 


Information about FSCO's enforcement actions in the pension sector appear in FSCO's Pension Bulletin Online.

Additional Resources