2011 | 2010
2012 Monitoring
FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.
Monitoring Activities - All Sectors (Insurance, Mortgage Brokers, Credit Unions & Caisses Populaires, Loan & Trust Corporations, and Pensions) |
|
0 |
0 |
0 |
0 |
0 |
|
2,571 |
3,201 |
2,665 |
2,585 |
11,022 |
|
384 |
380 |
262 |
272 |
1,298 |
|
0 |
0 |
0 |
0 |
0 |
|
24 |
3 |
0 |
36 |
63 |
Total |
2,979 |
3,584 |
2,977 |
2,893 |
12,383 |
2012 Investigations
An investigation is the second step in the enforcement process. The purpose of an investigation is to gather evidence to support regulatory action, specifically a prosecution or administrative proceeding.
All Sectors |
Investigations Initiated
(Insurance, Mortgage Brokers, Credit Unions & Caisses Populaires, Loan & Trust Corporations, and Pensions) |
35 |
30 |
23 |
13 |
101 |