The Financial Services Commission of Ontario (FSCO) issues licences authorizing persons to conduct business as insurance agents. There are three classes of agent licences: Life Insurance (Including Accident & Sickness); Accident & Sickness; and General. Agents listed may hold a combination of the insurance licences listed above. An insurance licence is issued by FSCO for a two-year term.
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| Last Name |
First Name | Registrant Number |
Action Type |
Action Date |
Date of First Appearance - Ont. Court of Justice | Appeal |
|---|---|---|---|---|---|---|
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Q3 2009 | ||||||
| Mullins | Daniel Christopher Jeffry | 04083556 | Suspension |
Jul 20, 2009 | ||
| Rutgers | Warren Douglas | 05087394 | Suspension |
Jul 3, 2009 | ||
| Shi | Ying | 01065739 | Revocation |
Jul 3, 2009 | ||
| Sinclair | Queenie Marilyn | 02070256 | Revocation |
Jul 3, 2009 | ||
Q2 2009 | ||||||
| Murray | Andrew | 95029885 | Suspension |
Jun 29, 2009 | ||
| McGuffin | Bruce | 94022720 | Suspension |
Jun 16, 2009 | ||
| Siu Wern Jo | Victor | 94017709 | Revocation |
Jun 2, 2009 | ||
| Burton | Neil | 94014669 | Revocation |
May 22, 2009 | ||
| Neale | Wilton | 93005664 | Revocation |
Apr 8, 2009 | ||
Q1 2009 | ||||||
| Balshe | Insaf | 03079682 | Revocation |
Mar 31, 2009 | ||
| Qin | Hao | 00133506 | Revocation |
Mar 31, 2009 | ||
| Vona | Lucy | 98051428 | Revocation |
Mar 24, 2009 | ||
| Vona | Lucy | 98051428 | Revocation |
Mar 24, 2009 | ||
| Neale | Wilton | 93005664 | Cease and Desist Order |
Mar 10, 2009 | ||
| Neale | Wilton | 93005664 | Cease and Desist Order |
Feb 10, 2009 | ||
| Chopra | Mukesh | 00060042 | Suspension |
Jan 30, 2009 | ||
| Johnson | Pauline M. | 94023708 | Suspension |
Jan 12, 2009 | ||
| Chin | Dwayne | 04085269 | Suspension |
Jan 7, 2009 | ||
Q4 2008 | ||||||
| Caspcrsz | Noella | 94027106 | Suspension |
Nov 19, 2008 | ||
| Caspersz | Gary | 94026769 | Suspension |
Nov 19, 2008 | ||
| Stoddart | Michael | 94024693 | Revocation |
Nov 4, 2008 | ||
| Enright | Brenden | 94017729 | Revocation |
Nov 3, 2008 | ||
| Huang | Chien-Ming | 05087280 | Revocation |
Nov 3, 2008 | ||
| Prevost | Anthony | 04081605 | Revocation |
Nov 3, 2008 | ||
| Scheffel | Laura | 98052367 | Revocation |
Oct 31, 2008 | ||
Q3 2008 | ||||||
| Romeh | Osama | Unlicensed | Conditional License |
Sep 13, 2008 | AB046-2007 | |
| Massey | Vineet | 04084191 | Suspension |
Jul 16, 2008 | AB048-2007 | |
Q2 2008 | ||||||
| Khandaker | Eshan | 99056528 | Revocation |
Jun 27, 2008 | ||
| Modi | Neilay | 00062417 | Revocation |
May 5, 2008 | ||
| Gebhard | Roland | 99056317 | Suspension |
Apr 28, 2008 | I0312-2008 | |
Q1 2008 | ||||||
| London | John Joseph | Unlicensed | Cease and Desist Order |
Mar 13, 2008 | ||
| London | John Joseph | Unlicensed | Temporary Cease and Desist Order |
Feb 8, 2008 | ||
| Seguin | Jeffrey | 02074632 | Suspension |
Feb 4, 2008 | AB041-2007 | |
Q4 2007 | ||||||
| Coatsworth | Donald | Unlicensed | Applications denied |
Nov 30, 2007 | ||
| De Belchior | Richelle | 04085087 | Applications denied |
Oct 23, 2007 | ||
| Smith | Claudia | 94015771 | Prosecution - Unlicensed Activity Unlicensed Activity |
Oct 17, 2007 | ||
Q3 2007 | ||||||
| Demurrell | Cathyann | 94027745 | Revocation |
Sep 14, 2007 | ||
| Majid | Michael | 05089897 | Revocation |
Sep 14, 2007 | ||
| Gadula | George | 94012443 | Suspension |
Sep 13, 2007 | ||
| Blumwald | Nestor | 04083941 | Suspension |
Sep 12, 2007 | ||
| Hyman | Lisa Anne | 01064879 | Suspension |
Jul 26, 2007 | ||
| Garlock | Cory William | 01065578 | Suspension |
Jul 8, 2007 | ||
This page contains links to Monitoring and Enforcement-related documents from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.
Where can I find more information about a registrant's current status?
Glossary of Terms
Financial Services Commission of Ontario