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Insurance - Enforcement - Statistics at a Glance - 2007

To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.

Other Statistics:

CATEGORY
(click titles for definitions)
Q1
Q2
Q3
Q4

CUMULATIVE TOTAL

OUTCOME OF INVESTIGATIONS
     Letters of Caution Issued
N/A*
N/A*
3
 0
3
     Minutes of Settlement Issued
            - Surrenders
N/A*
N/A*
0
0 
0
            - Suspension
N/A*
N/A*
4
0 
4
            - Revocations
N/A*
N/A*
2
2 
4
            - Applications denied
N/A*
N/A*
0
0 
0
            - Conditional licenses granted
N/A*
N/A*
0
0 
 0
     Superintendent's Orders Issued
            - Surrenders
N/A*
N/A*
0
0 
0
            - Suspension
N/A*
N/A*
1
0 
1
            - Revocations
N/A*
N/A*
2
0 
2
            - Applications denied
N/A*
N/A*
0
0 
0
            - Conditional licenses granted
N/A*
N/A*
0
0 
0
     Cease & Desist Orders issued
N/A*
N/A*
0
1 
1
     Closed Files
     (no enforcement action warranted)
N/A*
N/A*
10 
11 
21
COURT MATTERS
     Charges laid in Ontario Court of Justice
N/A*
N/A*
0
1 
1
     Prosecutions (convictions / fines)
N/A*
N/A*
0
1 
 1

* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.

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