To protect consumers and enhance public confidence in the sectors it regulates, FSCO takes appropriate regulatory action when there is non-compliance with legislation and regulations that relate to the regulated sectors. Non-compliance may result in enforcement action.
Other Statistics:
| CATEGORY (click titles for definitions) |
Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| OUTCOME OF INVESTIGATIONS | |||||
| Letters of Caution Issued | 6 |
17 |
12 |
3 |
38 |
| Minutes of Settlement Issued | |||||
| - Surrenders | 0 |
0 |
2 |
1 |
3 |
| - Suspension | 2 |
1 |
1 |
1 |
5 |
| - Revocations | 3 |
2 |
1 |
0 |
6 |
| - Applications denied | 0 |
0 |
0 |
0 |
0 |
| - Conditional licenses granted | 0 |
0 |
0 |
0 |
0 |
| Superintendent's Orders Issued | |||||
| - Surrenders | 0 |
0 |
0 |
0 |
0 |
| - Suspension | 1 |
0 |
1 |
0 |
2 |
| - Revocations | 0 |
0 |
0 |
3 |
3 |
| - Applications denied | 1 |
0 |
0 |
0 |
1 |
| - Conditional licenses granted | 0 |
0 |
0 |
0 |
0 |
| Cease & Desist Orders issued | 2 |
1 |
1 |
0 |
4 |
| Closed Files (no enforcement action warranted) |
19 |
14 |
11 |
2 |
46 |
| COURT MATTERS | |||||
| Charges laid in Ontario Court of Justice | 1 |
1 |
1 |
1 |
4 |
| Prosecutions (convictions / fines) | 1 |
1 |
1 |
1 |
4 |