FSCO undertakes a number of monitoring activities as part of its regulatory functions. It conducts police background checks, compliance audits, and reviews complaints in the sectors it regulates.
Other Statistics:
CATEGORY |
Q1 |
Q2 |
Q3 |
Q4 |
CUMULATIVE TOTAL |
| CONTINUING EDUCATION AUDITS (Life Agents) |
0 |
0 |
0 |
||
CRIMINAL RECORD CHECKS |
1,908 |
2,079 |
3,987 |
||
| COMPLAINT REVIEWS (Insurance Agents) |
41 |
44 |
|
85 |
|
| COMPLAINT REVIEWS (Insurance Companies) |
20 |
43 |
63 |
||
| COMPLAINT REVIEWS (Paralegals/SABS Representatives) |
0 |
0 |
0 |
||
| COMPLAINT REVIEWS (Health Care Providers) |
1 |
2 |
3 |
||
| ONSITE COMPLIANCE EXAMS (Insurance Companies) |
0 |
0 |
0 |
||
| ERRORS & OMMISSIONS INSURANCE AUDITS (Insurance Agents) |
380 |
377 |
757 |
* This page contains Monitoring and Enforcement-related statistical data from July 1, 2007 onward.
If you require information prior to this date, please visit the Monitoring and Enforcement Bulletin page.
Financial Services Commission of Ontario